Jacko Law Group Managing Partner and CEO Michelle Jacko, Esq. will join other industry leaders at the National Society of Compliance Professionals (NSCP) 2023 National Conference. The event will be held in Dallas, Texas from October 16-19, 2023.
Michelle Jacko will be speaking on Tuesday October 17 on Advanced Exam Managment Strategies.
- Learn the compliance officer’s role in managing regulatory and firm expectations, requests, and findings, including production of materials and information, and staff interviews.
- Understand the pros and cons of bringing in outside counsel or consultants and the optimal time to introduce them into the examination process.
- Discuss strategies to handle escalating tensions during an exam to mitigate or minimize risk of potential enforcement.
- Develop strategies for responding to exam findings, including when to push back, remediate, and when to seek outside assistance.
For more information and to register for the event, please visit the 2023 NSCP National Conference page.
The National Society of Compliance Professionals (NSCP) is a nonprofit organization that works by the motto: “For Compliance, by Compliance.” Membership with NSCP offers a list of benefits, such as a wide network of compliance professionals to consult, specialized education to keep securities professionals ahead of their industry, and much more.