Managing Partner Michelle L. Jacko’s article, "Social Media in 2021 – Are Advisers Subject to the Old Rules or New Rules? And What Then?," was published in the February 2021 issue of IAA’s Newsletter.… Read More
Michelle L. Jacko wrote the article titled Why Advisory Fees and Expenses Remain a Continued Regulatory Focus which was published in the National Society of Compliance Professionals (NSCP) Currents’ January, 2021 issue. … Read More
CEO Michelle Jacko’s article, What You Need to Know About M&As and Business Transitions, was published in the February 2021 issue of Lawyer Monthly Magazine.… Read More
Manaing Partner & CEO Michelle Jacko’s article, How to Improve Your Compliance Program, was published in the October 2020 issue of the Investment Adviser Association’s (IAA) Compliance Corner Newsletter.… Read More
Manaing Partner & CEO Michelle Jacko and Attorney Conor Dale’s article, Considerations for 2020 and Focus on SEC Exam Priorities, was published in the April 2020 edition of the National Society of Compliance Professionals’ Currents newsletter.… Read More
Michelle Jacko, Robert Boeche, Tina Mitchell, and Craig Watanabe wrote the article titled Performing Due Diligence and Oversight of Third-Party Service Providers which was published in the Wolters Kluwer Modern Compliance Volume II in 2017.… Read More
Robert Conca wrote the article titled Equity Reporting on New Form ADV which was published in the Wolters Kluwer Newsletter in November/December, 2017.… Read More
Michelle L. Jacko wrote the article titled "Who’s Risking Your Business? (Part II)" which was published in the Bank Advisor January/February 2009 publication.
Michelle L. Jacko wrote the article titled "Who’s Risking Your Business? (Part II)" which was published in the Bank Advisor November/December 2008 publication.
Robert Boeche wrote the article titled Hot Topics to Watch In the 2019 SEC Regulatory Landscape which was published in the Daily Journal on June 21, 2019. … Read More