Making the decision to break-away or start your new adventure as an investment advisor is exciting! However, the process itself could seem overwhelming and burdensome without the proper assistance. If you are considering registering as an investment adviser with a state, this month’s Legal Risk Management Tip is for you.… Read More
The COVID-19 pandemic has changed the lifestyles of countless Americans. Many have lost jobs or had to shift their focus to home schooling their children. Others have started working from home and have been considering the possibility of opening their own business.
The formation of a registered investment adviser (“RIA”) can be both an exciting and daunting process. On the one hand, the opportunity for financial professionals to achieve independence and the prospect of increased revenues as an independent RIA is an attractive possibility.
Michelle L. Jacko wrote a Legal Tip for Jacko Law Group titled Securities Law Issues Involving Crowdfunding Transactions in February, 2018.… Read More
The Legal Tip for Jacko Law Group titled Considerations When Forming A New Business was written in September, 2016.… Read More
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Broker-dealer Registration in April, 2014.… Read More
In April 2010, the State of Maryland became the first U.S. state to pass “Benefit Corporation” legislation, thus permitting the formation of a new type of corporate entity structure in that state. Since that time, several other states – including…
On September 21, 2012, Governor Brown signed Senate Bill 323 (Vargas) (the “Bill”) into law. Specifically, Section 20 of the Bill adds the California Revised Uniform Limited Liability Company Act (“RULLCA”) to the Corporations Code to govern the formation and operation…
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled How The Jobs Act of 2012 Will Impact Financial Institutions in April, 2012.… Read More
In November of 2009, two advertising executives, and longtime fans of Pabst Brewing Company (“PBR”), attempted to purchase the company…