Charles Schwab Virtual Educational Event – SEC Hot Topics
Michelle L. Jacko will present on Charles Schwab Virtual Educational Event – SEC Hot Topics on March 31, 2022.… Read More
Events | Investment Adviser Regulatory Counsel (SEC & State) | Investment Advisers | Regulatory Compliance
2022 NSCP Virtual Educational Seminar – Navigating the Various Standards of Care/Conduct
On March 16, 2022 Managing Partner Michelle Jacko will be speaking on “Navigating the Various Standards of Care/Conduct,” for the 2022 NSCP Virtual Educational Seminar.… Read More
2022 Investment Adviser Compliance Conference – Annual Reviews
On March 3, 2022 Managing Partner Michelle Jacko will be speaking on “Back to Basics Track: Annual Reviews,” for the 2022 Investment Adviser Compliance Conference. During this session, Michelle an her co-panelists will discuss, “How the process of assessing the adequacy of policies … Read More
Regulatory Compliance Watch: SEC’s New IA Ad Rule
Managing Partner Michelle Jacko will be speaking on the “SEC’s New IA Ad Rule,” for Regulatory Compliance Watch’s Webinar on March 22, 2022. Join the webinar to ensure you and your firm are prepared for the November compliance deadline for … Read More
Preparing for the New Marketing Rule: Understanding Advertising and Solicitor Requirements
Jacko Law Group, in conjunction with Core Compliance, hosted a Client Exclusive Webinar, "Preparing for the New Marketing Rule: Understanding Advertising and Solicitor Requirements," on September 15th, 2021.… Read More
SEC Hot Topics – Keeping Focused on Top Compliance Priorities
Jacko Law Group, in conjunction with Core Compliance, hosted a Client Exclusive Webinar, "SEC Hot Topics – Keeping Focused on Top Compliance Priorities," on August 18th, 2021.… Read More
Compliance Expectations for 2021 (Part 2)
Michelle L. Jacko will present on "Compliance Expectations for 2021 (Part 2)" for an exclusive Charles Schwab web series on March 17, 2021. … Read More
Events | Investment Advisers | Regulatory Compliance | Regulatory Examinations & Enforcement Counsel
Be in the Know: SEC Examination Priorities (Part 1)
Michelle L. Jacko will present on "Be in the Know: SEC Examination Priorities (Part 1)" for an exclusive Charles Schwab web series on February 17, 2021. … Read More
Events | Investment Advisers | Regulatory Compliance | Regulatory Examinations & Enforcement Counsel
Be in the Know: SEC Examination Priorities and Compliance Expectations for 2021
Michelle L. Jacko will present on Be in the Know: SEC Examination Priorities and Compliance Expectations for 2021 for a Schwab Compliance Webinar on February 25, 2021.… Read More
The SEC’s New IA Advertising Rule: A Complete Look, from Testimonials to Compliance Oversight
Michelle L. Jacko will present on The SEC’s New IA Advertising Rule: A Complete Look, from Testimonials to Compliance Oversight at a Regulatory Compliance Watch Webinar on February 2, 2021.… Read More