Guidance on Keeping Marketing Practices Compliant

As the industry has evolved, so have the demands of our clients and regulating agencies. Navigating the terms of the Investment Advisers Marketing Rule can prove to be complicated and confusing. The Rule introduces alternative methods for marketing, but puts the onus on organizations to implement them in a manner that is compliant.

The team at Jacko Law Group, PC (“JLG”) is well-versed in the nuances of the IA Marketing Rule. We provide practical guidance and counsel on implementing these regulations into your marketing strategy. Our professional team can assist you with the review of policies, procedures, supervisory standards, performance advertising, testimonials, and solicitors agreements relating to endorsements and promotions.

Need counsel on the Investment Advisers Marketing Rule?