Contract Review

Home » Blog » Contract Review
Blog | Contract Review | FINRA Broker-Dealer Regulatory Counsel | Investment Advisers | Investment Companies | Regulatory Filings | RIA, Private Fund, BD, etc.

Business Disputes: Mitigate, Mediate and Safeguard – Breach of Contract

December 2, 2024 by

Business litigation encompasses a wide range of legal disputes. It is a risk that comes with operating a company. Business disputes can range from Breach of Contract claims to Client complaints. These conflicts are challenging for any business and can drain resources, damage reputations, and derail business objectives. 

The first defense is knowing and understanding the potential disputes that can threaten the business.  In this Litigation Blog Series titled, “Business Disputes: Mitigate, Mediate, and Safeguard,” we will cover the major disputes that businesses may come across, and steps on how to navigate them.

This post provides an overview of Breach of Contract. Moreso, allegations against a business or business owner for failure to fulfil their obligations under a legal agreement.… Read More

Blog | Client Contracts, Independent Contractor & Employee Agreements & Other Documents | Contract Review | Labor & Employment Law Services | Outsourced-General Corporate Counsel

Essential Checklist for Employee Contracts and Onboarding

May 19, 2022 by

Establishing the talent to manage the steady increase of clients and employee turnover from COVID-related changes has created a trending issue for any industry. But the demand of the job market often underscores the value of a comprehensive employee contract … Read More

Client Contracts, Independent Contractor & Employee Agreements & Other Documents | Contract Review | Employment Law | Legal Risk Management Tips | Regulatory Examinations & Enforcement Counsel

The Anatomy of an Employment Agreement

January 28, 2022 by

You have found a new candidate that appears to be a great fit for your organization and are preparing to make an offer.  But what should that offer look like – is an offer letter better or an employment agreement or both?… Read More

Client Contracts, Independent Contractor & Employee Agreements & Other Documents | Contract Review | Intellectual Property Law Services | Legal Risk Management Tips

Intellectual Property Considerations For New Businesses

April 29, 2021 by

As an entrepreneur and business owner, you work tirelessly developing your  business plan, networking, creating a stylized logo and brand and your hard work should be protected.  The most valuable business assets of your firm often include its Intellectual Property.… Read More

Blog | Client Contracts, Independent Contractor & Employee Agreements & Other Documents | Contract Review

Arbitration Agreements by Investment Advisers Receiving Criticism – At Least in One State

February 15, 2013 by

This week William Galvin, Massachusetts Secretary of the Commonwealth, sent a letter to the Securities and Exchange Commission (“SEC”) urging them to disallow the use of arbitration agreements by registered investment advisers.  Such agreements are common in contracts between investment…

… Read More

Blog | Client Contracts, Independent Contractor & Employee Agreements & Other Documents | Contract Review

California Appeals Court Affirms Stringent Limits on Non-Compete Provisions

October 5, 2012 by

The California Court of Appeal recently struck a post-employment non-competition provision in an employment agreement which was part of a broader acquisition deal. The opinion, Fillpoint, LLC v. Mass (August 24, 2012), demonstrates California’s strong public policy in favor of…

… Read More