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How to Prepare Your Team for an SEC Visit
Red Flags: How to Prepare Your Team for an SEC Visit
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The financial securities industry has an ever-changing regulatory environment. That’s why it’s critical that advisors are proactive about keeping up with the latest regulations, anticipating their implications for real-world scenarios, and understanding how to meet the expectations of the U.S. … Read More

Michelle L. Jacko, Esq.
8 Smart Compensation Practices for Wealth Management Firms
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Managing Partner Michelle Jacko was featured in a Barron’s Advisor article titled “8 Smart Compensation Practices for Wealth Management Firms,” on January 4, 2022. “People want to have more say in the direction of their career and in the direction of the firm … Read More

Your Opinion Matters
Planning Your Progression Starts Now
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PlayPauseUnmuteMute PLANNING YOUR PROGRESSION STARTS NOW Book A Strategy Session Go to slide 1 Strategic planning should begin years before the event, whether you’re planning for a merger and acquisition, a succession, or entity formation. Jacko Law Group, PC has … Read More

Practice Areas
Practice Areas
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How We Can Help Need industry guidance as a financial professional?

Anya Griffith
Anya Griffith
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Column 1 Anya Griffith Of Counsel Overview Practice Areas Investment Adviser, Investment Company and Private Fund counsel Commercial Contracts Corporate Transactions, Mergers and Acquisitions   Bar & Court Admissions Massachusetts State Bar The District of Columbia Bar (Washington D.C.) The … Read More

Alicia M. Bond
Alicia M. Bond
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Column 1 Alicia M. Bond Director of Operations, Counsel Overview Practice Areas Business Operations and Legal Services Development and Firm Strategy Compliance and Corporate Governance Strategic Partnerships and Planning   Bar & Court Admissions Florida State Bar   Education J.D., … Read More

R. Shea Lee, Esq.
R. Shea Lee, Esq.
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Column 1 R. Shea Lee, Esq. Senior Attorney Overview Industry Affiliations Practice Areas Intellectual Property Services Investment Adviser: Regulatory Compliance Services Labor & Employment Services Mergers and Acquisitions   Bar & Court Admissions District of Columbia Bar Maryland State Bar … Read More

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