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Business Lawyers in Tampa

Business Lawyers in Tampa At Jacko Law Group, PC our business lawyers are committed to helping Tampa-based investment companies, investment advisers, broker-dealers, advisers to public funds, and other professionals in the securities and finance industries with expert, strategic business counsel … Read More

Business Lawyers in Chicago

Business Lawyers in Chicago The business lawyers at Jacko Law Group, PC provide legal services to Chicago businesses in the finance and securities industries including investment advisers, investment companies, broker-dealers, advisers to public funds, and other professionals in those sectors. … Read More

Subscription Terms of Services

JLG Legal Subscription TERMS OF SERVICE   This Subscription Agreement (the “Agreement”) is entered into this _______ day of ____________, 2023, by and between __________________ (“You” or the “Client”) and Jacko Law Group, PC (“JLG”). JLG and Client hereby agree … Read More

What We Learned from the Recent SEC Risk Alert on Investment Adviser Examinations

In this months’ Jacko Law Group, PC (“JLG”) Risk Management Tip, we will provide a summary of the 2023 SEC Examination priorities which highlight those particular areas of focus by EXAMS this year. We will then explore the most recent SEC Risk Alert and discuss recent SEC guidance on how to better understand the SEC’s risk-based approach to examinations. Finally, we will also consider steps you can take to help prepare for and achieve a positive SEC examination experience.… Read More

Security Regulatory & Compliance Lawyers

Tampa Securities Regulatory and Compliance Lawyers Jacko Law Group, PC is the top securities regulatory and compliance law practice for investment advisors, private funds, investment companies and broker-dealers in Tampa, Florida.

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