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Introducing the JLG Regulatory and Tax Tips
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The Jacko Law Group legal team are thrilled to introduce our weekly JLG tips to help Investment Advisers, firms, broker-dealers and other practitioners in the finance and securities sectors with regular tips on important factors or changes in regulatory compliance and tax.

As one of the most dynamic yet heavily regulated professions in the economy, those in the investment advisory space must contend with frequent changes to regulatory requirements and avoid nuanced tax pitfalls during initial structuring or restructuring.… Read More

Regulatory Counsel | Jacko Law Group
What You Should Know About the New Regulations for Classifying Independent Contractors
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Investment advisers, firms, and other practitioners in the finance and securities space will have to incorporate several new rules to ensure they continue to meet regulatory requirements. These include industry-specific rules and amendments, as well as changes to federal and state laws. One such change is the classification of independent contractors, which will go into effect on March 11, 2024.… Read More

Full time Paralegal/Office Administrator
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Full time Paralegal/Office Administrator (Hybrid – Downtown San Diego) ARE YOU independent, outgoing, detailed, and enjoy fast paced work environments?  Do you enjoy client servicing and proactively supporting attorneys? Do you want to work in an environment that encourages team … Read More

Compliance Considerations for Adding ESG Assets to Your Client Portfolios
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Investment Advisers who fail to adopt or acknowledge the societal mind-shift towards sustainability may lose out on potential investors.
Whereas such shifting trends may have been ignored several years ago, overlooking the importance of incorporating investments that adhere to responsible Environmental, Social, and Governance (ESG) practices may border on an investment adviser’s failure to act in the best interest of their investors.
However, it is advisable to take the necessary steps to mitigate risk when adding ESG investment assets to clients’ portfolios.… Read More

Risk Mitigation in Incorporating Emerging Tech Trends into Client Portfolios
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Just as with many other sectors of the economy, the securities industry has experienced a fast-coming barrage of changes to the business of investing, most of all in emerging technologies.
Investment Advisers may have ignored the changes in technology several years ago, but those who provide investment advisory services can no longer avoid the fact that clients’ portfolio needs have evolved, and they may fail to act in the best interest of their investors should they overlook it. However, there are some important factors to consider when incorporating new types of assets into clients’ portfolios and steps to take to mitigate risks.… Read More

Regulatory Filings
Form ADV Disclosures
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For investment advisers, the Form ADV captures the most important attributes of their services, and it is important to spend time ensuring that investors have enough to make an informed decision about selecting a wealth manager. Thus, we highly recommend that you pay extra attention to disclosures, and in this case, more is more. When it comes to 2024 ADV filings, our mantra is, “Err on the side of caution, and when in doubt – DISCLOSE.”… Read More

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