Welcome to the Supplemental Hub You’ve attended the session, but now you want more information… Thank you for attending “Compliance Hot Topics and Essentials for Preparing for Year-End ” presented by Michelle L. Jacko, CSCP. The discussion shouldn’t stop … Read More
Business Lawyers in Tampa At Jacko Law Group, PC our business lawyers are committed to helping Tampa-based investment companies, investment advisers, broker-dealers, advisers to public funds, and other professionals in the securities and finance industries with expert, strategic business counsel … Read More
Business Lawyers in Chicago The business lawyers at Jacko Law Group, PC provide legal services to Chicago businesses in the finance and securities industries including investment advisers, investment companies, broker-dealers, advisers to public funds, and other professionals in those sectors. … Read More
Jeremiah B. Pagano to Speak at Western CPE New Money Summit 2023… Read More
JLG Legal Subscription TERMS OF SERVICE This Subscription Agreement (the “Agreement”) is entered into this _______ day of ____________, 2023, by and between __________________ (“You” or the “Client”) and Jacko Law Group, PC (“JLG”). JLG and Client hereby agree … Read More
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On October 18, 2023, Michelle Jacko will be at the Raymond James EMPOWER event held in Tampa, Florida where she will present on “Compliance Best Practices & Trends” a dynamic and important update for RIAs and other professionals in the … Read More
In this months’ Jacko Law Group, PC (“JLG”) Risk Management Tip, we will provide a summary of the 2023 SEC Examination priorities which highlight those particular areas of focus by EXAMS this year. We will then explore the most recent SEC Risk Alert and discuss recent SEC guidance on how to better understand the SEC’s risk-based approach to examinations. Finally, we will also consider steps you can take to help prepare for and achieve a positive SEC examination experience.… Read More
Jacko Law Group, PC managing partner and CEO Michelle Jacko will be speaking at the 2023 Schwab Impact Conference held in Philadelphia on October 26, 2023, where she will discuss, “How to Comply with the Latest SEC Rules and Prepare … Read More
Tampa Securities Regulatory and Compliance Lawyers Jacko Law Group, PC is the top securities regulatory and compliance law practice for investment advisors, private funds, investment companies and broker-dealers in Tampa, Florida.