Private Fund Advisory & Consulting Services from Formation Onwards

If you are looking to set up a pooled investment vehicle, you must consider many variables. These include how the fund will be managed and by whom, details about the underlying investment and associated risks, suitability requirements for initial investors and what the minimum investment requirements are for this opportunity. While private funds do offer unique opportunities for the securities industry, they also present many regulatory challenges that require the help of an experienced securities lawyer.

In addition to guiding you through the process of forming and maintaining a private, equity, hedge or other private fund, Jacko Law Group, PC (“JLG”) provides comprehensive legal services to the general partner, manager, investors and service providers to these private funds. From the formation stage onward, JLG can advise you on the promotion of your fund, including the latest regulatory guidance that will impact the fund and its operations. We offer private fund advisory and consulting services, regulatory compliance program tips, risk mitigation strategies and more.

Adviser to Private Fund Requirements

Depending upon the jurisdictional requirements (generally speaking), if they qualify for an exemption, advisers to funds can file as an Exempt Reporting Adviser (ERA) or register as an investment adviser. Let our attorneys advise you on these regulations and how they may impact your fund.

Private Fund Services

  • Completing corporate formations in Delaware, California and elsewhere
  • Completing registrations with the SEC, state, or as an Exempt Reporting Adviser (ERA)
  • Registering with the NFA as a Commodity Trading Adviser/Commodity Pool Operator
  • Providing counsel regarding seed capital
  • Offering guidance on contingencies for important events: future valuation, put/call provisions, death, disability, withdrawal, or termination of a principal
  • Discussing important regulatory compliance considerations for the firm's infrastructure and compliance program

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