Jacko Law Group, PC (“JLG”) provides employment law services to employers in the finance and securities industry. We counsel our clients on best practices in hiring decisions, offering legal services in drafting employee or independent contractor agreements, employee manuals, counsel on termination and severance package and equity interest agreements and negotiations.

Our regulatory compliance counsel assist employees and employers with Form U4 and Form U5 issues, providing invaluable legal counsel throughout the filing process.


Our employment lawyers routinely perform the following services:

    • Employment agreements & offer letters
    • Employee investigations
    • Separation agreements
    • Filing of Form U5s upon termination
    • Independent contractor agreements
    • Employee handbook drafting & review
    • Executive compensation plans
    • Equity ownership agreements
    • Whistleblower

Employment Law & Labor-Related Services

Client Contracts, Independent Contractor & Employee Agreements & Other Documents

We help you effectively manage all types of corporate agreements, contracts, and other necessary forms of documentation.

Termination & Form U5 Counsel

We provide experienced regulatory counsel familiar with the rules that apply to reporting firms for Form U5 matters.

Need counsel on labor and employment law?