Partnering with Securities & Corporate Clients Nationwide

Jacko Law Group, PC (“JLG”) represents a wide range of clients, from two-person offices to public companies and the largest renowned financial institutions in the United States. Financial industry clients include broker-dealers, investment advisers, compliance officers, boards of directors, corporations, advisers to private funds, and financial professionals throughout the United States and internationally.  Our corporate clients include a wide range of industries, including technology, accounting, membership organizations, and beyond.

At JLG, we provide professional qualitative legal services for securities and corporate clients throughout California and nationwide. Forming strong relationships with clients is our mission, so we take the time to understand your long-term goals to better define your immediate needs as we work together to achieve your desired objectives.

Investment Advisers

Whether you are starting your own advisory firm or growing your current business, JLG can assist with everything from registration to qualitative legal advice and ongoing support.

Investment Companies

For registered funds and private funds, JLG provides services customized to your legal needs & business model, while building a strategic plan for your continued growth initiatives.


We offer ongoing solutions to broker-dealers at every stage, including formation, registration, assessment & compliance, as well as preparation for state, FINRA & SEC examinations.

Private Funds

JLG guides you in forming & maintaining pooled investment vehicles like private equity funds & provides legal services to general partners, managers, investors & service providers.

Financial Professionals

JLG assists with all of your business & compliance needs, such as transition services, contract drafting & review, Form U5 assistance, succession planning & ongoing general counsel.

Need Help Navigating Complex Legal Matters for Your Business?

Our experienced team takes a confident, calm, and responsive approach to each client’s situation, strategizing together internally and as an extension of your team to ensure that all the right bases are covered and the proper steps are taken to reach your business objectives.