Customized, Strategic Counsel for Your Continued Growth

At Jacko Law Group, PC (“JLG”) we understand the demand of the industry and its participants. Our team has experience in both registered funds and private funds, and our professional team can support both realms and provide customized service based on your immediate legal needs and business model, while building a strategic plan for your continued growth initiatives. 

Our focus on investment management and the investment company space allows our clients to leverage our experience and strategic counsel at any phase, including formation, corporate governance, operations, and more. From start-up fund managers to established firms, our team provides general counsel to fund managers related to registered fund work.

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Investment Company Services

  • Fund creation & registration
  • Corporate governance
  • Preparation of SEC registration statements & periodic reports
  • Counsel relating to marketing, advertising & distribution of funds
  • Proxy statement preparation & shareholder meetings
  • Fund manager merger & acquisitions
  • Strategic business planning
  • General counsel
  • Regulatory counsel and compliance services:
    • Risk assessments & regulatory reviews
    • SEC & regulatory examinations
    • Response to regulatory questions
    • Development of policies & procedures manuals
    • Code of Ethics (COE), cybersecurity & data protection, as well as Anti-Money Laundering (AML) policies & procedures

Need counsel for your investment company?