- Obtaining information related to separately managed accounts (“SMAs”);
- Streamlining reporting obligations for related advisers to multiple private funds; and
- Amendments clarifying the reporting obligations intended for Form ADV Part 1.
The Legal Tip also discusses the proposed amendments to the Books and Records Rules. Please click here to read the Legal Tip in its entirety.To browse our entire library of Legal Risk Management Tips, including insightful articles on a wide range of industry topics, please click here.For more information on this and other related subjects, please contact us at firstname.lastname@example.org or (619) 298-2880