Jeremiah B. Pagano to Speak at Western CPE New Money Summit 2023… Read More
On October 18, 2023, Michelle Jacko will be at the Raymond James EMPOWER event held in Tampa, Florida where she will present on “Compliance Best Practices & Trends” a dynamic and important update for RIAs and other professionals in the … Read More
Jacko Law Group, PC managing partner and CEO Michelle Jacko will be speaking at the 2023 Schwab Impact Conference held in Philadelphia on October 26, 2023, where she will discuss, “How to Comply with the Latest SEC Rules and Prepare … Read More
The U.S. Securities and Exchange Commission has charged Titan Global Capital Management over $1 million for violating the SEC’s new marketing rule. The New York-based RIA was charged with misrepresenting hypothetical performance metrics in advertising when it promoted a crypto investment strategy with returns as high as 2,700%.
The company is the first to face SEC enforcement actions under the new Marketing Rule, setting the precedence that the SEC is paying close attention to advisers who disregard or fail to meet the requirements of the investment adviser Marketing Rule. … Read More
On July 26, 2023, the US Securities and Exchange Commission (SEC) adopted the cybersecurity risk rules relating to the reporting of incidents, processes, and procedures, as well as governance, in an ongoing effort to promote transparency and trust in US investment markets.… Read More
As the time for speculative analyses comes to an end, governments and regulators are aware of the urgency in mapping out guidelines that address the adoption of Artificial Intelligence in the Finance and Securities sectors as concern over compliance and ethics continues to rise.… Read More
M&A can have a significant impact on the employee experience, and it is essential for companies to take steps to mitigate the negative effects. By being transparent and involving employees in the process, companies can create a more positive and productive work environment for everyone involved.… Read More
Managing Partner, Michelle Jacko’s article, “How to Address Change Management,” was published in the September 2022 issue of the NSCP Currents Newsletter.… Read More
Diversity, equity, and inclusion (“DE&I”) initiatives are an essential part of the fiber of any company. By embracing and implementing DE&I values at the organizational level, businesses have an opportunity to foster an inclusive culture and promote diversity of thought … Read More
Mergers and Acquisitions are significant events in a company’s history, no matter which side of the equation your company is on. It can also be complicated, time consuming, and expensive. Whether it is a share exchange, asset purchase, share purchase, … Read More