Industry Publications | Regulatory Examinations & Enforcement Counsel How Risk Alerts Can Help You Prepare for Your Next Examination March 6, 2019 by M. Jacko Michelle L. Jacko’s article, “How Risk Alerts Can Help You Prepare for Your Next Examination,” was published in the Wolters Kluwer: Practical Compliance & Risk Management For the Securities Industry in the March/April 2019 issue. Click Here to Read the Article.
