The New Merrill Lynch Guidelines
Michelle L. Jacko published the article titled The New Merrill Lynch Guidelines in the Bank Advisor Magazine’s January/February 2008 publication. … Read More
Michelle L. Jacko published the article titled The New Merrill Lynch Guidelines in the Bank Advisor Magazine’s January/February 2008 publication. … Read More
Michelle L. Jacko published the article titled Balancing the roles of CCO and Legal Counsel in the National Society of Compliance Professionals (NSCP) Currents’ January/February 2005 publication. … Read More
Michelle L. Jacko published the article titled Annual Compliance and Supervision Certification Lessons Learned by Broker-Dealers in the National Society of Compliance Professionals’ (NSCP) HotLine Memo in May, 2006. … Read More
Michelle L. Jacko presented on Passing With Flying Colors – How to Prepare for an SEC Examination at the Core Compliance and Legal Services’ 2019 Annual Core Compliance Workshop on January 28, 2019.… Read More
Michelle L. Jacko presented on Best Practices for Managing Conflicts of Interest at the Chalres Schwab Bay Area CCO Roundtable on December 6, 2018.… Read More
Michelle L. Jacko presented on Checklist of the New Form ADV Part 1A Amendments at the Investment Adviser Association (IAA) 2017 Compliance Workshop on December 6, 2017 in Los Angeles, CA.… Read More
Michelle L. Jacko presented on Compliance Risk and Governance in Today’s World at the National Society of Compliance Professionals’ (NSCP) National Conference on October 16-18, 2017 in Washington, D.C.… Read More
Michelle L. Jacko presented on Creating a Business and Compliance Risk Inventory at the Ascendant Compliance Management Conference on October 10-12, 2017 in Napa, CA.… Read More
Michelle L. Jacko presented at the Investment Adviser Association (IAA) Fall Compliance Workshop on November 29, 2016.… Read More
Michelle L. Jacko presented on Effective Testing Ideas for Your Annual Review at the on Annual Core Compliance & Legal Services (Core Compliance) Compliance Symposium November 3, 2016 in Anaheim, CA.… Read More