Regulatory Examinations
Michelle L. Jacko presented on Regulatory Examinations at the National Society of Compliance Professionals’ (NSCP) National Conference on October 16-19, 2016 in Washington, D.C.… Read More
Michelle L. Jacko presented on Regulatory Examinations at the National Society of Compliance Professionals’ (NSCP) National Conference on October 16-19, 2016 in Washington, D.C.… Read More
Michelle L. Jacko presented on Compliance Risk Management at the National Society of Compliance Professionals’ (NSCP) National Meeting on November 1, 2015.… Read More
Michelle L. Jacko presented on Marketing Material for the EB5 Webinar on October 7, 2015.… Read More
Michelle L. Jacko presented on Deciphering the Latest SEC Document Request List for Ascendant on September 29, 2015.… Read More
Michelle L. Jacko presented on Simplifying Compliance for the Complex Firm for the Financial Tracking Webinar on August 11, 2015.… Read More
Michelle L. Jacko presented at the Core Compliance Annual Compliance Symposium on August 10, 2015 IN Anaheim, CA.… Read More
Michelle L. Jacko presented on Compliance Considerations for Advisers to Mutual Funds and Institutional Clients for the Core Compliance & Legal Services Webinar on May 19, 2015.… Read More
Michelle L. Jacko presented on Compliance Issues for Advisers with Individual Clients at the Investment Adviser Association (IAA) Compliance Conference on March 4-5, 2015 in Arlington, VA.… Read More
Michelle L. Jacko presented on Compliance Surveillance for Trading and Best Execution for the Core Compliance & Legal Services (Core Compliance) Webinar on February 17, 2015.… Read More
Michelle L. Jacko presented on New Regulations, Hot Topics and What to Expect in 2015 at the Southern California Compliance Group Member’s Meeting on November 11, 2014 in San Diego, CA.… Read More