Tips and Trends to Help Advisers Prepare for SEC Examinations
Michelle L. Jacko will present on Tips and Trends to Help Advisers Prepare for SEC Examinations for the 2021 IAA Investment Adviser Compliance Conference on March 4, 2021.… Read More
How Chief Compliance Officers Can Achieve Empowerment and Authority at Investment Advisory Firms
If you ask the U.S. Securities and Exchange Commission (SEC) which two things Chief Compliance Officers (CCOs) could benefit from most in the coming year, you might be surprised that time and money aren’t at the top of the list.
SDBJ Selects Managing Partner and CEO Michelle Jacko for SD 500 Influential Business Leaders 2020
Managing Partner and CEO Michelle L. Jacko has been selected for the "San Diego 500 Influential Business Leaders" list by the San Diego Business Journal. According to the San Diego Business Journal, the SD 500 is a through list of … Read More
Ask the Experts: Smaller Firms Up to $10 Billion RAUM
Michelle L. Jacko will present on Ask the Experts: Smaller Firms Up to $10 Billion RAUM at the Investment Adviser Association’s 2020 Virtual Compliance Workshop.… Read More
SDBJ Honors Michelle Jacko as Finalist for Business Women of the Year Awards 2020
Managing Partner and CEO Michelle L. Jacko has been honored as a finalist for the "Business Women of the Year Awards 2020" by the San Diego Business Journal. According to the San Diego Business Journal, this award "recognizes dynamic women … Read More
SDBJ Selects Michelle Jacko as a Finalist for their Leaders in Law Awards 2020
Managing Partner and CEO Michelle L. Jacko has been selected as a finalist for the "Leaders in Law Awards 2020" by the San Diego Business Journal.
A Forgettable Year for Small Business Ends with Memorable Changes to SEC Regs for Exempt Offerings
In general, small businesses tend to be more vulnerable in an economic downturn because they lack the financial cushion many larger companies have. Since the creation of the Federal Reserve System in 1913, large businesses have benefited from a more favorable regulatory framework and from liquidity backstops that the Fed has used to fortify weakness in financial markets.
Third Set of Modifications to CCPA Prompts California Businesses to Revisit Policy on Consumer Data Privacy
The comment period has closed on the third round of proposed changes to the California Consumer Protection Act (“CCPA”), which were announced October 12, 2020, by the California Office of the Attorney General. There are a number of disputes regarding how the proposed revisions will impact a California consumer, but a number of the proposed revisions appear to address the manner in which a consumer may engage in the opt-out collection process.
Managing Partner and CEO Michelle Jacko Selected as Finalist for SDBJ CEO of the Year Awards 2020
Managing Partner and CEO Michelle L. Jacko has been honored as a finalist for the "CEO of the Year Awards 2020" by the San Diego Business Journal.
How to Improve Your Compliance Program
Michelle L. Jacko wrote the Legal Risk Management Tip, “How to Improve Your Compliance Program,” in July for Jacko Law Group.… Read More