March 16, 2023 | Regulatory Compliance Watch Webinar | Speaker: Michelle L. Jacko, Esq.
With the SEC’s new advertising rule in effect, is your firm prepared for the possibility of an examination?
Ensure your firm is ready by attending Regulatory Compliance Watch’s free webinar on March 16, 2023.
Managing Partner Michelle L. Jacko will join co-panelists Steve Trigili, CCO at Garden State Securites, Darren Mooney, Managing Director at IQ-EQ, and Kristin Snyder, Partner at Debevoise & Plimpton, for the webinar, “SEC Exams and the new IA Ad Rule: Compliance Guidance to Gauge if You’re Ready.”
In addition to invaluable guidance on the SEC’s new Advertising Rule as it pertains to upcoming examinations, this webinar is also eligible for 1 CLE credit.