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Editorial Advisors Corner: Risk Management Update April 2015 – Regulatory Pitfalls Regarding Fee Based Accounts

Kurt Nuñez, Tina Mitchell, and Michelle L. Jacko (Managing Partner)
Wolters Kluwer: Practical Compliance & Risk Management For the Securities Industry
07.2015

Michelle L. Jacko, Kurt Nuñez, and Tina Mitchell wrote the article titled "Editorial Advisors Corner: Risk Management Update April 2015 – Regulatory Pitfalls Regarding Fee Based Accounts" which was published in Wolters Kluwer: Practical Compliance & Risk Management For the Securities Industry in the July/August 2015 issue. 

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