New Disclosure Obligations For Service Providers To ERISA Plans
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled New Disclosure Obligations For Service Providers To Erisa Plans in August, 2011.… Read More
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled New Disclosure Obligations For Service Providers To Erisa Plans in August, 2011.… Read More
In November of 2009, two advertising executives, and longtime fans of Pabst Brewing Company (“PBR”), attempted to purchase the company…
With its new whistleblower program officially becoming effective on August 12, 2011, the SEC launched a new webpage for people to report violations of the federal securities laws and apply for a financial award. Prior to the enactment of the…
Beginning December 1st of this year hedge fund managers, private equity firms and investment advisers doing business in Massachusetts will need to have policies and procedures in place to address that state’s new regulations aimed at overseeing the use of…
Hedge funds, private equity funds, venture capital funds and other types of private funds commonly utilize third parties to promote their funds and raise capital from potential investors. These third parties are commonly referred to as “finders.” When entering into…
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled FINRA Rule 5131 – How It Impacts Broker-dealers And Private Funds in July, 2011.… Read More
Registered investment advisers (“RIAs”) commonly engage accountants, attorneys, banks, broker-dealers and other third parties to solicit new investment advisory clients on the RIA’s behalf…
Jacko Law Group, PC (JLG) offers clients high quality legal counsel and representation on all regulatory, compliance and securities law matters. With unsurpassed expertise in the increasingly complex and highly regulated financial securities industry, JLG is uniquely situated to…… Read More
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Sec Adopts Rules Which Overhaul The Investment Adviser Regulatory Framework in June, 2011.… Read More
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled In The Spotlight: California And New York City – New Regulations Governing Solicitation Of Public Pensions Funds in May, 2011.… Read More