Charles Schwab Virtual Educational Event – SEC Hot Topics
Michelle L. Jacko will present on Charles Schwab Virtual Educational Event – SEC Hot Topics on March 31, 2022.… Read More
Michelle L. Jacko will present on Charles Schwab Virtual Educational Event – SEC Hot Topics on March 31, 2022.… Read More
On March 16, 2022 Managing Partner Michelle Jacko will be speaking on “Navigating the Various Standards of Care/Conduct,” for the 2022 NSCP Virtual Educational Seminar.… Read More
We are excited to announce that Michelle Jacko has been selected as a finalist for San Diego Magazine’s 2021 Celebrating Women Awards! Congratulations Michelle! See the Full List of Finalists Here
Jacko Law Group, PC Founder and Managing Partner Michelle L. Jacko Named 2021 San Diego Business Women of the Year and 2021 San Diego Leaders in Law Finalist Top compliance and M&A firm’s managing partner and junior partner are honored … Read More
Jacko Law Group, in conjunction with Core Compliance, hosted a Client Exclusive Webinar, "SEC Hot Topics – Keeping Focused on Top Compliance Priorities," on August 18th, 2021.… Read More
The LawTV/Video Bolt Video 13: Private Equity and Your Regulatory Compliance Counsel… Read More
Private Funds offer unique and varied opportunities in the securities industry. With these opportunities come a complicated legal minefield as to navigating the rules and regulations of operating a Private Fund.
San Diego Business Journal has recognized Managing Partner Michelle Jacko as a Women of Influence in Law for 2021! We are happy to recognize Michelle! Click here to learn more and see the full list of honorees.
The absence of simple disclosure in a licensing agreement about an Auto Hold feature for a volatility index managed by S&P Dow Jones Indices (S&P DJI) prompted the U.S. Securities and Exchange Commission (SEC) to take action, further establishing a framework for index providers.
You have successfully formed your investment advisory firm and your business is up and running. Now you want to ensure that your firm remains in compliance with the SEC, FINRA and state regulators so that, in the event a regulatory agency DOES come knocking, you are ready to handle the examination.