Starting Out: Mergers & Acquisitions
July 20, 2022
by
M. Jacko
Blog | IA Marketing Rule Counsel | Regulatory Compliance | Regulatory Examinations & Enforcement Counsel
Establishing Compliance with the New SEC Marketing Rule
July 14, 2022
by
M. Jacko
For years, investment advisers have had their hands tied when it comes to promoting their success through the use of client testimonials. Such marketing efforts, such as positive client endorsements on LinkedIn, have long been prohibited from promotion. Now, with … Read More