Hot Topics in SEC Exams & How to Prepare
Michelle L. Jacko presented on Hot Topics in SEC Exams & How to Prepare at the Core Compliance & Legal Services (CCLS) Webinar on March 6, 2014. … Read More
Michelle L. Jacko presented on Hot Topics in SEC Exams & How to Prepare at the Core Compliance & Legal Services (CCLS) Webinar on March 6, 2014. … Read More
Michelle L. Jacko presented on Establishing a Culture of Compliance and Risk Management for Competitive Business Advantage at the Schwab Knowledge Forum on February 19, 2014.… Read More
Michelle L. Jacko presented on Prepare For and Survive an SEC Examination at the Schwab Knowledge Forum on January 30, 2014 in Los Angeles, CA. … Read More
Michelle L. Jacko presented on Establishing Compliance and Risk Management for Competitive Business Advantage at the Schwab Knowledge Forum on January 23, 2014 in Portland, OR. … Read More
Michelle L. Jacko presented on Best Practices for Business Continuity and Disaster Recovery at the National Society of Compliance Professionals’ (NSCP) National Conference on October 21-23, 2013 in Washington, DC. … Read More
Michelle L. Jacko presented on Techniques to Improve Your Due Diligence While Avoiding Enforcement Risks at the Investment Advisor (IA) Compliance Best Practices Summit on October 3-4, 2013 in Los Angeles, CA. … Read More
Michelle L. Jacko presented on Managing Risk : On boarding Employees at the Ascendant Conference on September 25-27, 2013 in Napa, CA. … Read More
Michelle L. Jacko presented on Understanding Estate Planning Basics & Regulatory Considerations Affecting Advisors at the TD Ameritrade Adviser Operations Workshop on September 12, 2013 in Dallas, TX. … Read More
Michelle L. Jacko presented on The Do’s and Don’ts of Performance Advertising at the MylawCLE Webinar on July 23, 2013.… Read More
Michelle L. Jacko presented on SEC Examination and Regulatory Hot Topics at the CFA Regional Meeting on June 20, 2013 in San Diego, CA. … Read More