How to Effectively Promote Your Hedge Fund
Michelle L. Jacko presented on How to Effectively Promote Your Hedge Fund at the Hedge Fund Association Symposium on October 20, 2010 in San Francisco, CA.… Read More
Private Equity and Pay to Play
The SEC’s pay-to-play rule is more relevant than ever before in today’s politically charged climate. As the management of government client assets is widespread in the realm of private equity, whether a private equity adviser is seeking its first…
Private Equity and Form ADV Changes – Umbrella Registration for Private Funds
With the filing deadline for Form ADV just around the corner for most firms, it’s worth revisiting some of the most material amendments to the form as they apply to private equity firms. If you haven’t already begun collecting…
Cover Your Legal Bases When Breaking Away
Jacko Law Group, P.C. (“JLG”) wrote the article titled Cover Your Legal Bases When Breaking Away which was published in the Financial Advisor IQ on June 2, 2016.… Read More
Legal and Regulatory Compliance Considerations for Business Transitions
Michelle L. Jacko wrote the article titled Legal and Regulatory Compliance Considerations for Business Transitions which was published in the Wolters Kluwer Newsletter in September/October, 2015. … Read More
Considerations For Marketing Private Equity Funds
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Considerations For Marketing Private Equity Funds in October, 2014.… Read More
Benefit Corporations – A New Avenue Available for Mission-Driven Corporations
Jacko Law Group P.C. (“JLG”) wrote the article titled Benefit Corporations – A New Avenue Available for Mission-Driven Corporations which was published in the San Diego County Bar Association (SDCBA) Newsletter in October, 2014.… Read More
Recent SEC Administrative Proceedings Point to Liability Issues Facing CEOs of Financial Firms
Michelle L. Jacko wrote the article titled Recent SEC Administrative Proceedings Point to Liability Issues Facing CEOs of Financial Firms which was published in the San Diego County Bar Association (SDCBA) Newsletter in September, 2014. … Read More
Misrepresentations of Fund Valuation Charged by SEC to Oppenheimer Fund Manager
The Securities and Exchange Commission (“SEC”) began the first month of the year 2014 with a range of new regulatory charges and fines issued against financial individuals and advising firms, including a portfolio manager formerly associated with a private equity…
Requirements of Rule 506(d): Bad Actors
As a continuation of last week’s entry, this blog focuses on other considerations for general solicitation under Rule 506(d) of Regulation D, including the condition that the issuer takes reasonable care to verify that each person involved in the…