SEC Proposes Exemptions to Application Procedures

The Securities and Exchange Commission (“SEC”) has announced that it voted to establish an expedited review process for Investment Company Act applications that are substantially identical to recent precedent. Intended to make the application process more efficient by streamlining the process for routine applications and reduce the likelihood that applicants would need to file amendments to applications in response to staff comments.

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Private Equity and Pay to Play

The SEC’s pay-to-play rule is more relevant than ever before in today’s politically charged climate. As the management of government client assets is widespread in the realm of private equity, whether a private equity adviser is seeking its first…

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