Private Funds offer unique and varied opportunities in the securities industry. With these opportunities come a complicated legal minefield as to navigating the rules and regulations of operating a Private Fund.
The Securities and Exchange Commission (“SEC”) has announced that it voted to establish an expedited review process for Investment Company Act applications that are substantially identical to recent precedent. Intended to make the application process more efficient by streamlining the process for routine applications and reduce the likelihood that applicants would need to file amendments to applications in response to staff comments.
Jacko Law Group, P.C. (“JLG”) wrote the article titled Private Fund Regulation: SEC Examination and Enforcement Hot Topics which was published in the National Society of Compliance Professionals (NSCP) Currents’ November/December 2011 issue. … Read More
Michelle L. Jacko’s article titled The Private Fund Investment Advisers Registration Act of 2009 which was published in the National Society of Compliance Professionals’ (NSCP) monthly newsletter, Currents, in the July/August 2009 issue. … Read More
Michelle L. Jacko presented on How to Effectively Promote Your Hedge Fund at the Hedge Fund Association Symposium on October 20, 2010 in San Francisco, CA.… Read More
For private equity advisers, how to market a private equity fund in compliance with SEC rules should be a major focus area. Unlike hedge funds (which are usually evergreen), private equity funds have finite investment period and lifespans, and fund…
The SEC’s pay-to-play rule is more relevant than ever before in today’s politically charged climate. As the management of government client assets is widespread in the realm of private equity, whether a private equity adviser is seeking its first…
With the filing deadline for Form ADV just around the corner for most firms, it’s worth revisiting some of the most material amendments to the form as they apply to private equity firms. If you haven’t already begun collecting…
Jacko Law Group, P.C. (“JLG”) wrote the article titled Beyond Private Equity Fees and Expenses: Don’t Neglect These Important Compliance Areas which was published in the Wolters Kluwer Newsletter in January/February, 2018. … Read More
Jacko Law Group, P.C. (“JLG”) wrote the article titled Private Equity Reporting on New Form ADV which was published in the Wolters Kluwer Newsletter in November/December 2017.… Read More