Q&A: IARD Conversion
Michelle L. Jacko published the article titled Q&A: IARD Conversion in National Society of Compliance Professionals (NSCP) Currents’ January/February 2001 publication. … Read More
Michelle L. Jacko published the article titled Q&A: IARD Conversion in National Society of Compliance Professionals (NSCP) Currents’ January/February 2001 publication. … Read More
Michelle L. Jacko presented on Checklist of the New Form ADV Part 1A Amendments at the Investment Adviser Association (IAA) 2017 Compliance Workshop on December 6, 2017 in Los Angeles, CA.… Read More
The Legal Tip for Jacko Law Group titled The SEC Reminds Advisers of the Importance of Proper Understanding, Disclosure and Assessment of Advisory Fees was written in June, 2018.… Read More
With the filing deadline for Form ADV just around the corner for most firms, it’s worth revisiting some of the most material amendments to the form as they apply to private equity firms. If you haven’t already begun collecting…
Jacko Law Group, P.C. (“JLG”) wrote the article titled Equity Reporting on New Form ADV which was published in the Wolters Kluwer Newsletter in November/December, 2017.… Read More
The U. S. Securities and Exchange Commission Division of Investment Management recently published an Information Update to provide clarification regarding filing certain Form ADV Part 1A amendments. On August 25, 2016, the Commission adopted amendments to Form ADV that have…
In August 2016, the SEC adopted amendments to Form ADV Part 1A, pursuant to Final Rule Release No. IA-4509 (Form ADV and Investment Advisers Act Rules). These changes are designed to provide additional information related to an advisers’ separately…
The Legal Tip for Jacko Law Group titled What RIAs Should Focus On In 2017: Regulatory Hot Topics – Mar. 2017 #2 in was written March, 2017.… Read More
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Private Equity – 2015 Enforcement Summary And What To Expect In 2016 in January, 2016.… Read More
Michelle L. Jacko and Tina Mitchell wrote the article titled Editorial Advisors Corner: Risk Management Update April 2015 – Regulatory Pitfalls Regarding Fee Based Accounts which was published in the Wolters Kluwer Newsletter in July/August, 2015. … Read More