Michelle L. Jacko presented on Compliance Considerations for Advisers to Mutual Funds and Institutional Clients for the Core Compliance & Legal Services Webinar on May 19, 2015.… Read More
Michelle L. Jacko presented on SEC Exam Priorities for the Investment Advisor (IA) Watch Webinar on March 24, 2015.… Read More
Michelle L. Jacko presented on Aligning Disclosures with Business Practices at the National Society of Compliance Professionals’ (NSCP) Regional Meeting on March 12, 2015 in Anaheim, CA.… Read More
Michelle L. Jacko presented on Compliance Issues for Advisers with Individual Clients at the Investment Adviser Association (IAA) Compliance Conference on March 4-5, 2015 in Arlington, VA.… Read More
Michelle L. Jacko presented on Advertising and Marketing at the Investment Advisor (IA) Watch on February 26-27, 2015 in Washington, D.C.… Read More
Michelle L. Jacko presented on Compliance Surveillance for Trading and Best Execution for the Core Compliance & Legal Services (Core Compliance) Webinar on February 17, 2015.… Read More
Michelle L. Jacko presented on Performance Marketing & Social Media for the Core Compliance and Legal Services (Core Compliance) Webinar on November 11, 2014.… Read More
Michelle L. Jacko presented on New Regulations, Hot Topics and What to Expect in 2015 at the Southern California Compliance Group Member’s Meeting on November 11, 2014 in San Diego, CA.… Read More
Michelle L. Jacko presented on BD/IA – Dual Registrant Challenges at the National Society of Compliance Professionals’ (NSCP) National Meeting on October 22, 2014 in Washington, D.C.… Read More
Michelle L. Jacko presented on New Age of Marketing for Ascendant Broken Windows on September 30, 2014 in Palm Springs, CA.… Read More