Creating a Business and Compliance Risk Inventory
Michelle L. Jacko presented on Creating a Business and Compliance Risk Inventory at the Ascendant Compliance Management Conference on October 10-12, 2017 in Napa, CA.… Read More
Vulnerable Investors
Michelle L. Jacko presented on Vulnerable Investors at the National Society of Compliance Professionals’ (NSCP) West Coast Regional Conference on April 24, 2017 in Newport Beach, CA.… Read More
Considerations for Advisers with Aging Clients
Michelle L. Jacko presented on Considerations for Advisers with Aging Clients at the IAA Investment Adviser Compliance Conference on March 2-3, 2017 in Washington, D.C.… Read More
Fall Compliance Workshop
Michelle L. Jacko presented at the Investment Adviser Association (IAA) Fall Compliance Workshop on November 29, 2016.… Read More
Effective Testing Ideas for Your Annual Review
Michelle L. Jacko presented on Effective Testing Ideas for Your Annual Review at the on Annual Core Compliance & Legal Services (Core Compliance) Compliance Symposium November 3, 2016 in Anaheim, CA.… Read More
Regulatory Examinations
Michelle L. Jacko presented on Regulatory Examinations at the National Society of Compliance Professionals’ (NSCP) National Conference on October 16-19, 2016 in Washington, D.C.… Read More
Life Stages of Your Business
Michelle L. Jacko presented on Life Stages of Your Business at the Financial Services Network (FSN) Conference on October 5-6, 2016 in San Mateo, CA.… Read More
Aging Clients and the Investment Advisory Practice
Michelle L. Jacko presented on Aging Clients and the Investment Advisory Practice at the Investment Adviser Association (IAA) Webinar on January, 28, 2016.… Read More
Performance Marketing, GIPS and Social Media
Michelle L. Jacko presented on Performance Marketing, GIPs and Social Media Investment Adviser Association on December 2, 2015 in Los Angeles, CA.… Read More
Cybersecurity
Michelle L. Jacko presented on Cybersecurity at Schwab Impact on November 10, 2015 in Boston, MA.… Read More