Michelle L. Jacko presented on 2019 Priorities and Succession/Transition Planning Action at the Charles Schwab- Regulatory Hot Topics- Preparing for 2019 Meeting on February 28, 2019.… Read More
Michelle L. Jacko presented on Passing With Flying Colors – How to Prepare for an SEC Examination at the Core Compliance and Legal Services’ 2019 Annual Core Compliance Workshop on January 28, 2019.… Read More
Michelle L. Jacko presented on Best Practices for Managing Conflicts of Interest at the Chalres Schwab Bay Area CCO Roundtable on December 6, 2018.… Read More
Michelle L. Jacko presented on Investment Advisers, Elder Financial Abuse and the Senior$afe Act at the Investment Adviser Association (IAA) Webinar Series on August 23, 2018.… Read More
Michelle L. Jacko presented on Annual Securities Law Update at the San Diego County Bar Association (SDCBA) on August 2, 2018.… Read More
Michelle L. Jacko presented on SEC Examinations at the Charles Schwab Compliance Solutions 2018 National Conference on May 10, 2018 in San Antonio, TX.… Read More
Michelle L. Jacko presented on SEC Hot Topics for the National Society of Compliance Professionals (NSCP) on May 3-4, 2018 in San Francisco, CA.… Read More
Michelle L. Jacko presented on Considerations for Advisers with Individual Clients for the Investment Adviser Association (IAA) on March 15-16, 2018 in Washington, D.C.… Read More
Michelle L. Jacko presented on Dancing Through the Mine Field of Business Regulation at the State Bar Webinar on January 30, 2018.… Read More
Michelle L. Jacko presented on Checklist of the New Form ADV Part 1A Amendments at the Investment Adviser Association (IAA) 2017 Compliance Workshop on December 6, 2017 in Los Angeles, CA.… Read More