How to Prepare for the SEC

Michelle L. Jacko presented on How to Prepare for the SEC at the Core Compliance & Legal Services (Core Compliance) Annual Compliance Symposium on September 9, 2014 in Beverly Hills, CA.… Read More

Best Practices

Michelle L. Jacko presented on Best Practices at the Investment Advisor (IA) Compliance Best Practicies Summit West on June 12-13, 2014 in Las Vegas, NV.… Read More

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