The best time to start thinking about a business’ future is years ahead of time. Transitions can take months, even years to complete, so it is even smart to have an idea about your exit goals from the very beginning. … Read More
Leveraging Your Outsourced Corporate Counsel There never is a “wrong” time to hire outsourced corporate counsel, as every firm’s needs, strategy, and growth model is different. Businesses, firms, and leaders can leverage outsourced corporate counsel to handle general counsel matters, … Read More
Operating successfully requires effort from various areas of business such as accounting, information technology, investing and human resources. Companies also benefit from the insight of a professional familiar within their industry, including the laws, restrictions, and other regulations to keep … Read More
Investment advisors are familiar with the need to have difficult conversations with clients. Any number of anticipated or unforeseen situations, such as the loss of a job or a serious family illness, can prompt the need to revisit a client’s investment plan and tailor their asset allocation plan to deal with significant life changes.
The LawTV Video 1: Succession Planning… Read More
In these unprecedented times of global pandemic and turbulent economy, having a succession plan for your firm is more important than ever.
I think most of us would agree over the past three months we have all come to expect the unexpected. In our September 2019 Legal Risk Management Tip, we discussed the importance for smaller financial industry firms to consider succession … Read More
CEO & Managing Partner Michelle Jacko was quoted by The Financial Services Network in their article, "Modern Practice Management, Pt. 2: Why Small RIAs Are Stranded When Succession Planning" on November 5, 2019. The article discusses succession planning, specifically for … Read More
Introduction The concept of succession planning[1] is familiar territory for many financial advisors. While it is common for financial industry professionals to counsel clients about how to plan ahead for their future, often times financial advisors fail to plan for … Read More
Michelle L. Jacko presented on 2019 Priorities and Succession/Transition Planning Action at the Charles Schwab- Regulatory Hot Topics- Preparing for 2019 Meeting on February 28, 2019.… Read More