Every year the SEC and FINRA publish a letter outlining the primary focuses for examiners. These focuses often set forth the hot topics and frequent deficiency areas for their examination visits throughout the year. Below are some of the more … Read More
Michelle L. Jacko will be speaking at the Charles Schwab IMPACT 2019 conference, November 4-7, 2019.… Read More
Michelle L. Jacko was featured in the Charles Schwab Advisor Services spring 2019 publication.
Jacko Law Group, P.C. (“JLG”) wrote the article titled Private Fund Regulation: SEC Examination and Enforcement Hot Topics which was published in the National Society of Compliance Professionals (NSCP) Currents’ November/December 2011 issue. … Read More
Michelle L. Jacko published the article titled Best Practices to Use During the SEC Examination in the Shustak & Partners, PC Newsletter in 2004.… Read More
Michelle L. Jacko presented on SEC Exam Priorities for the Investment Advisor (IA) Watch Webinar on March 24, 2015.… Read More
Michelle L. Jacko presented on How to Prepare for the SEC at the Core Compliance & Legal Services (Core Compliance) Annual Compliance Symposium on September 9, 2014 in Beverly Hills, CA.… Read More
Michelle L. Jacko presented on Hot Topics in SEC Exams & How to Prepare at the Core Compliance & Legal Services (CCLS) Webinar on March 6, 2014. … Read More
Michelle L. Jacko presented on Prepare For and Survive an SEC Examination at the Schwab Knowledge Forum on January 30, 2014 in Los Angeles, CA. … Read More
Michelle L. Jacko presented on SEC Examination and Regulatory Hot Topics at the CFA Regional Meeting on June 20, 2013 in San Diego, CA. … Read More