Michelle L. Jacko presented on Best Practices for Business Continuity and Disaster Recovery at the National Society of Compliance Professionals’ (NSCP) National Conference on October 21-23, 2013 in Washington, DC. … Read More
Michelle Jacko and Tina Mitchell, wrote the article titled Performing Due Diligence and Oversight of Third-Party Service Providers which was published in the Wolters Kluwer Modern Compliance Volume II in 2017.… Read More
The 5.8 magnitude earthquake that shook large portions of the eastern seaboard on August 23rd should serve as a useful reminder to registered investment advisers and broker-dealers to review and update their business continuity plans. While not explicitly stated in…