What You Need to Know About Expungement
David Sobel wrote the article titled What You Need to Know About Expungement which was published in the Wolters Kluwer Newsletter in September/October 2017.… Read More
Performing Due Diligence and Oversight of Third-Party Service Providers by M. Jacko and T. Mitchell
Michelle Jacko and Tina Mitchell, wrote the article titled Performing Due Diligence and Oversight of Third-Party Service Providers which was published in the Wolters Kluwer Modern Compliance Volume II in 2017.… Read More
Today’s Challenges for Servicing Aging Clients
Michelle L. Jacko wrote the article titled Today’s Challenges for Servicing Aging Clients which was published in the Wolters Kluwer Newsletter in September/October 2016. … Read More
Considerations for Serving Aging Clients
Michelle L. Jacko wrote the article titled Considerations for Serving Aging Clients which was published in the Charles Schwab Compliance Review’s July 2016 issue. … Read More
Cover Your Legal Bases When Breaking Away
Jacko Law Group, P.C. (“JLG”) wrote the article titled Cover Your Legal Bases When Breaking Away which was published in the Financial Advisor IQ on June 2, 2016.… Read More
Legal and Regulatory Compliance Considerations for Business Transitions
Michelle L. Jacko wrote the article titled Legal and Regulatory Compliance Considerations for Business Transitions which was published in the Wolters Kluwer Newsletter in September/October, 2015. … Read More
Editorial Advisors Corner: Risk Management Update April 2015 – Regulatory Pitfalls Regarding Fee Based Accounts by M. Jacko and T. Mitchell
Michelle L. Jacko and Tina Mitchell wrote the article titled Editorial Advisors Corner: Risk Management Update April 2015 – Regulatory Pitfalls Regarding Fee Based Accounts which was published in the Wolters Kluwer Newsletter in July/August, 2015. … Read More
The Current Landscape of Anti-Money Laundering
Jacko Law Group P.C. (“JLG”) wrote the article titled The Current Landscape of Anti-Money Laundering which was published in the National Society of Compliance Professionals (NSCP) Currents’ April, 2015 publication. … Read More
The Dangers of Recidivism and the SEC’s Compliance Initiative
Jacko Law Group P.C. (“JLG”) wrote an article titled The Dangers of Recidivism and the SEC’s Compliance Initiative which was published in the Thomson Reuters Accelus newsletter on March 30, 2015. … Read More
Advisors: How to Prepare for the 2015 U.S. Regulatory Environment
Michelle L. Jacko wrote the article titled Advisors: How to Prepare for the 2015 U.S. Regulatory Environment which was published in the Thomson Reuters Accelus newsletter on January 12, 2015. … Read More