Recent Social Media Developments
Michelle L. Jacko wrote a Legal Tip for Jacko Law Group titled Recent Social Media Developments in July, 2013.… Read More
Michelle L. Jacko wrote a Legal Tip for Jacko Law Group titled Recent Social Media Developments in July, 2013.… Read More
Recently, the Securities and Exchange Commission (“SEC”), in tandem with the Commodity Futures Trading Commission (CFTC), jointly adopted Final Rules requiring certain entities to implement programs to detect red flags and prevent identity theft. These rules were developed in response…
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled https://www.jackolg.com/News-Room/ARCHIVE2013/March-Commodity-Investments-What-It-Means-For-Advisers-And-Investment-Companies.shtml in March, 2013.… Read More
In 1997, the SEC adopted Rule 3a-4 of the Investment Company Act of 1940 (the “Rule”) which provides a non-exclusive safe harbor to exclude certain similarly-managed accounts, such as model portfolios, from the definition of an investment company (e.g., a…