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Formation Services | Legal Risk Management Tips

How The Jobs Act of 2012 Will Impact Financial Institutions

April 1, 2012 by Jacko Law Group, PC

Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled How The Jobs Act of 2012 Will Impact Financial Institutions in April, 2012.… Read More

Blog | Formation Services

Advances in Technology May Prompt the SEC into Revising Securities’ Registration Requirements

August 25, 2011 by Jacko Law Group, PC

In November of 2009, two advertising executives, and longtime fans of Pabst Brewing Company (“PBR”), attempted to purchase the company…

… Read More

Broker-Dealers | FINRA Broker-Dealer Regulatory Counsel | Legal Risk Management Tips

FINRA Rule 5131 – How It Impacts Broker-Dealers And Private Funds

July 31, 2011 by Jacko Law Group, PC

Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled FINRA Rule 5131 – How It Impacts Broker-dealers And Private Funds in July, 2011.… Read More

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  • Why JLG
    • Our Team
    • The JLG Experience
      • What You Can Expect
      • What Clients Are Saying
    • Community Involvement
    • Career Opportunities
    • Media Mentions
  • Who We Serve
    • Investment Advisor
    • Investment Companies
    • Broker-Dealers
    • Private Fund Advisory
    • Financial Professionals
  • Practice Areas
    • Regulatory Counsel & Compliance Services
      • Regulatory Examinations & Enforcement Counsel
      • Investment Adviser Regulatory Counsel (SEC & State)
      • FINRA Broker-Dealer Regulatory Counsel
      • Private Fund Counsel
      • Annual Reviews & Risk Assessments
      • Form ADV & Disclosure Documents
      • Regulatory SEC Filings
      • Formations & Registrations
      • IA Marketing Rule Counsel
      • Form U5 Expungement Counsel
      • Due Diligence Counsel
      • Expert Witness
    • Strategic Business Planning
      • Mergers & Acquisitions
      • Transition & Breakaway Services
      • Corporate & Business Formation
      • Succession Planning & Counsel
    • General Counsel
      • Contract Review
      • Corporate Governance
      • Family Office Counsel
      • Employment Law & Labor Services
      • Cryptocurrency & Digital Asset Counsel
      • Outsourced General Corporate Counsel Services
  • Knowledge Center
    • Legal Risk Management Tips
    • Industry Publications
    • Blog
    • Video Library
    • Events
  • Contact Us