Risk Management Workshop for Small Firms
Michelle L. Jacko presented on Risk Management Workshop for Small Firms at the IAA & ACA Compliance Forum on February 25-26, 2010 in Arlington, VA.… Read More
Michelle L. Jacko presented on Risk Management Workshop for Small Firms at the IAA & ACA Compliance Forum on February 25-26, 2010 in Arlington, VA.… Read More
Michelle L. Jacko presented on The New Era of Risk Management at the Charles Schwab Conference on February 23, 2010 in San Francisco, CA.… Read More
Michelle L. Jacko presented on Dialogue with Area Regulators at the National Society of Compliance Professionals’ (NSCP) Regional Meeting on February 22, 2010 in San Francisco, CA.… Read More
Michelle L. Jacko presented on Taking Action in Uncertain Times -Compliance Panel at the Professional Association for Investment Communication Resources on September 15, 2009 in New York, NY.… Read More
Michelle L. Jacko presented on What to Know about Your Employees and Vendors at the Ascendant Compliance Conference on March 18-20, 2009 in New Orleans, LA.… Read More
Michelle L. Jacko presented on Tips to Avoid Compliance Lapses & Web Site Do’s and Don’ts for the IA Week Webinar on October 14, 2008.… Read More
Michelle L. Jacko presented on The Integration of Operations and Business Management Conducting an Effective Annual Review and The New Enhanced Regulation S-P at the Ascendant Compliance Conference on September 17-19, 2008 in San Diego, CA.… Read More
In late March, 2018, the Certified Financial Planner (CFP) Board of Standards announced the unanimous approval of a new Code of Ethics and Standards of Conduct.
This replaces the current Code of Ethics, Rules of Conduct, and Financial Planning Practice Standards and Terminology for all CFP-licensed professionals.
Michelle L. Jacko presented on The Next Step in Compliance The Integration of Operations & Business Management Planning and Documenting the Annual Review Insights into New Regulatory Developments ADV Part 2 and Other Disclosure Developments at the IMS National Conference on April 9-11, 2008 in New Orleans, LA.… Read More
Michelle L. Jacko presented on Cross-Channel Marketing Compliance and Managing Conflict of Interest within a Multi-Line Business at the Financial Research Associates Marketing & Advertising Compliance Forum from March 27-18, 2008 in New York, NY. … Read More