Is Broker-Dealer Registration On The Horizon For Private Fund Managers?
The Legal Tip for Jacko Law Group titled Is Broker-dealer Registration On The Horizon For Private Fund Managers? was written in April, 2013.… Read More
The Legal Tip for Jacko Law Group titled Is Broker-dealer Registration On The Horizon For Private Fund Managers? was written in April, 2013.… Read More
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled https://www.jackolg.com/News-Room/ARCHIVE2013/March-Commodity-Investments-What-It-Means-For-Advisers-And-Investment-Companies.shtml in March, 2013.… Read More
On September 21, 2012, Governor Brown signed Senate Bill 323 (Vargas) (the “Bill”) into law. Specifically, Section 20 of the Bill adds the California Revised Uniform Limited Liability Company Act (“RULLCA”) to the Corporations Code to govern the formation and operation…
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled How The Jobs Act of 2012 Will Impact Financial Institutions in April, 2012.… Read More
Presently, the Securities and Exchange Commission (SEC) prevents companies from issuing shares for capital unless they register with the SEC. However, a House panel recently approved legislation sanctioning “crowdfunding.” The legislation would allow new businesses to raise up to $5…
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Sec Adopts Rules Which Overhaul The Investment Adviser Regulatory Framework in June, 2011.… Read More
Michelle L. Jacko wrote a Legal Tip for Jacko Law Group titled California Agencies Come Together To Suspend Non-compliant LLCs in January, 2009.… Read More