Amended Regulation A: A “New” Financing Option
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Amended Regulation a: a “New” Financing Option in July, 2015.… Read More
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Amended Regulation a: a “New” Financing Option in July, 2015.… Read More
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled The Importance Of Outsourced General Counsel in June, 2015.… Read More
Jacko Law Group P.C. (“JLG”) wrote the article titled The Current Landscape of Anti-Money Laundering which was published in the National Society of Compliance Professionals (NSCP) Currents’ April, 2015 publication. … Read More
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Form U5: Reporting And Beyond in March, 2015.… Read More
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Beware The Pitfalls Of Using Finders in December, 2014.… Read More
Michelle L. Jacko wrote the article titled Practical Tips for Preparing for Your Next Regulatory Examination which was published in the Thomson Reuters Accelus’ September 23, 2014 issue. … Read More
Michelle L. Jacko wrote the article titled Listen Up CEOs: Top Things Your CCO Wants You to Know which was published by Wolters Kluwer in the September/October 2014 newsletter.… Read More
Michelle L. Jacko wrote a Legal Tip for Jacko Law Group titled What The New Finra Supervisory Rules Mean For Your Brokerage Practices in September, 2014.… Read More
The Financial Industry Regulatory Authority (“FINRA”) has formed a 13-member Arbitration Task Force in an effort to “improve the transparency, impartiality and efficiency” of the arbitration process. Arbitration is a formal dispute resolution process for disputes and complaints arising out…
This July marks the fourth year since the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). With the anniversary comes much debate surrounding the effects of the legislation and whether increased regulatory oversight is necessary. A…