Best Practices
Michelle L. Jacko presented on Best Practices at the Investment Advisor (IA) Compliance Best Practicies Summit West on June 12-13, 2014 in Las Vegas, NV.… Read More
Identifying Compliance Risks and Gaps at Your Firm
Michelle L. Jacko presented on Identifying Compliance Risks and Gaps at Your Firm at the Core Compliance and Legal Services (Core Compliance) Webinar on May 20, 2014.… Read More
Trading Practices and Challenges of Investment Advisers
Michelle L. Jacko presented on Trading Practices and Challenges of Investment Advisers for Ascendant on April 1, 2014 in Savannah, GA.… Read More
Conducting Due Diligence
Michelle L. Jacko presented on Conducting Due Diligence at the National Society of Compliance Professionals’ (NSCP) Regional on April 23, 2014 in Chicago, IL. … Read More
Trading Practices and Challenges of Investment Advisers; Social Media Strategies
Michelle L. Jacko presented on Trading Practices and Challenges of Investment Advisers; Social Media Strategies at Ascendant on April 1, 2014 in Savannah, GA. … Read More
Aligning Compliance Resources for Advisory Organizations
Michelle L. Jacko presented on Aligning Compliance Resources for Advisory Organizations at the Ascendant National Conference on March 31-April 2, 2014 in Savannah, GA. … Read More
Communications with the Public; Conducting Due Diligence
Michelle L. Jacko presented on Communications with the Public; Conducting Due Diligence at the National Society of Compliance Professionals’ (NSCP) Regional Meeting on March 13, 2014 in San Francisco, CA. … Read More
Hot Topics in SEC Exams & How to Prepare
Michelle L. Jacko presented on Hot Topics in SEC Exams & How to Prepare at the Core Compliance & Legal Services (CCLS) Webinar on March 6, 2014. … Read More
Establishing a Culture of Compliance and Risk Management for Competitive Business Advantage
Michelle L. Jacko presented on Establishing a Culture of Compliance and Risk Management for Competitive Business Advantage at the Schwab Knowledge Forum on February 19, 2014.… Read More
Prepare For and Survive an SEC Examination
Michelle L. Jacko presented on Prepare For and Survive an SEC Examination at the Schwab Knowledge Forum on January 30, 2014 in Los Angeles, CA. … Read More