Building a Culture of Compliance for Competitive Advantage
Michelle L. Jacko presented on Building a Culture of Compliance for Competitive Advantage at Schwab IMPACT on November 13-16, 2012 in Chicago, IL. … Read More
Intro to Compliance (Small Firms) & Enterprise Risk Management
Michelle L. Jacko presented on Intro to Compliance (Small Firms) & Enterprise Risk Management at the National Society of Compliance Professionals’ (NSCP) National on Octoer 21-23, 2012 in Washington, DC.… Read More
Conducting an Annual Review and Enterprise Risk Management
Michelle L. Jacko presented on Conducting an Annual Review and Enterprise Risk Management at the ACA Fall Compliance Conference on October 17-19, 2012 in San Diego, CA. … Read More
Developing an Acceptable P&P Manual
Michelle L. Jacko presented on Developing an Acceptable P&P Manual at the Financial Research Associates, LLC on October 1, 2012 in Philadelphia, PA. … Read More
Insider Trading Concerns Should Still Keep You Up at Night
Michelle L. Jacko presented on Insider Trading Concerns Should Still Keep You Up at Night at the Ascendant Compliance Conference on September 19-21, 2012 in Scottsdale, AZ.… Read More
What You Need to Know and How to Prepare
Michelle L. Jacko presented on What You Need to Know and How to Prepare at the Core Compliance & Legal Services (CCLS) Compliance Essentials Workshop on September 10, 2012 in Los Angeles, CA.… Read More
Annual Securities Law & Dodd-Frank Update
Michelle L. Jacko presented on Annual Securities Law & Dodd-Frank Update at the San Diego County Bar Association on June 14, 2012 in San Diego, CA.… Read More
Staying Ahead of the Latest Regulatory Issues and Trends
Michelle L. Jacko presented on Safeguarding and Protecting Confidential Client Information at the National Society of Compliance Professionals’ (NSCP) West Coast Regional Membership Meeting on January 14, 2008 in San Francisco, CA.… Read More
Introduction to Investment Adviser Compliance
Michelle L. Jacko presented on Introduction to Investment Adviser Compliance at the ACA Spring 2012 Compliance Conference on April 25, 2012 in Fort Lauderdale, FL. … Read More
How to Survive a Regulatory Examination
Michelle L. Jacko presented on How to Survive a Regulatory Examination for the Marcum LLP Webinar on April 17, 2012.… Read More