In just a few months, Michelle Jacko will be taking the stage as a featured panelist and moderator at the 2022 NSCP National Conference. Michelle, along with two other speakers, will be discussing the dynamic environment of today’s compliance programs … Read More
For years, investment advisers have had their hands tied when it comes to promoting their success through the use of client testimonials. Such marketing efforts, such as positive client endorsements on LinkedIn, have long been prohibited from promotion. Now, with … Read More
Standard Operating Procedures (SOPs) are the cornerstone of every successful business. They help standardize processes, prevent mistakes and curb waste by providing staff with structure and a clear path to follow. Without them, businesses can suffer from inconsistency, confusion and … Read More
Once you have decided on the appropriate business entity to form and filed the proper formation documents, our dedicated team of legal professionals is prepared to oversee all of your business needs and can provide counsel to help maintain accurate … Read More
Leveraging Your Outsourced Corporate Counsel There never is a “wrong” time to hire outsourced corporate counsel, as every firm’s needs, strategy, and growth model is different. Businesses, firms, and leaders can leverage outsourced corporate counsel to handle general counsel matters, … Read More
What to Know About In-House Experience and Corporate Law Not long ago, companies were outsourcing limited business functions, such as public relations, internal audits, and human resources. But times have changed, and a renewed pressure on profit margins in a … Read More
No business can operate without the use of contracts. Partnership agreements, Employment contracts, and agreements with third-party vendors are among the most commonly used contracts needed to define business responsibilities and specify legal remedies if agreed-upon conditions are not met. … Read More
Establishing the talent to manage the steady increase of clients and employee turnover from COVID-related changes has created a trending issue for any industry. But the demand of the job market often underscores the value of a comprehensive employee contract … Read More
Being a compliance officer for a family office has never been more challenging. Last year’s implosion of a New York-based hedge fund structured as a family office, has legislators and regulators seeking new ways to protect investors. The fund was … Read More
Among the more frequently overlooked aspects of running a business is the importance of proactive steps to legally protect your products, services, and unique ideas. Advisors are justifiably preoccupied with clients and employees but safeguarding your firm’s intellectual property (IP) … Read More