Managing Partner and CEO Michelle Jacko Selected as Finalist for SDBJ CEO of the Year Awards 2020
Managing Partner and CEO Michelle L. Jacko has been honored as a finalist for the "CEO of the Year Awards 2020" by the San Diego Business Journal.
How to Improve Your Compliance Program
Michelle L. Jacko wrote the Legal Risk Management Tip, “How to Improve Your Compliance Program,” in July for Jacko Law Group.… Read More
California AG Submits Final CCPA Rules for Approval
On June 1, 2020, Xavier Becerra, the Attorney General for California, submitted the final package of regulations for the California Consumer Privacy Act (“CCPA”) to the California Office of Administrative Law (“OAL”). For businesses required to comply with the CCPA, the package outlines the requirements for privacy notices, methods for submitting requests to know and delete consumer information, verification of consumers, special rules regarding minors, and non-discrimination.
Three Firms’ Failure to Disclose Conflicts of Interest Lead to Almost $1 Million in Disgorgement, Interest
The U.S. Securities and Exchange Commission (“SEC”) recently announced settled charges against two advisers that self-reported conflicts of interest as a part of the Share Class Selection Disclosure Initiative.
NRS Spring 2020 Compliance Conference
David M. Sobel will present on Compliance Training When Regulations Change and Conducting Effective Branch Audits at the NRS Spring 2020 Compliance Conference on April 20-22, 2020.… Read More
How to Avoid Legal Problems and Foster a Culture of Regulatory Compliance
You’re the CEO and are about to onboard a new advisor at your financial advisory firm. You want to make a lasting impression and set the proper tone.
California Governor Signs CCPA Amendments, Privacy Related Bills into Law
California Governor Gavin Newsom has signed five bills that will directly amend the California Consumer Privacy Act (CCPA). Signed into law by then-Governor Jerry Brown on June 28, 2018, the CCPA was designed to notify consumers that they can learn about their personal data that is being collected and sold or distributed to third-parties or affiliates and be given the opportunity to opt-out. The effective date of the CCPA is January 1, 2020, and the enforcement date will be on July 1, 2020.
NSCP Webinar | Be Prepared for 2020: Addressing the Demands of Year-End Compliance, Form ADV and NEW Form CRS
Robert Boeche and James Smith will present on Be Prepared for 2020: Addressing the Demands of Year-End Compliance, Form ADV and NEW Form CRS for NSCP’s Webinar November 21, 2019.… Read More
Business Women of the Year Awards 2019
Managing Partner and CEO Michelle L. Jacko has been honored as a finalist for the "Business Women of the Year Awards 2019" by the San Diego Business Journal. The finalists will be honored at the San Diego Business Journal’s Business … Read More
Best Law Firms to Work For 2019
Jacko Law Group, PC has been named one of the Best Law Firms to Work for in 2019 by DataBird Business Journal. The list, which includes the 10 best law firms to work for in 2019, was determined based on employee … Read More