Advertising & Marketing Compliance
Michelle L. Jacko presented on Advertising & Marketing Compliance at the FRA Investment Adviser Compliance Conference on February 1, 2010 in New York, NY.… Read More
Staying on the Right Side of the Compliance Line with Performance Advertising and Marketing
Michelle L. Jacko presented on Staying on the Right Side of the Compliance Line with Performance Advertising and Marketing at the IA Compliance Fall Conference on September 21, 2009 in Philadelphia, PA.… Read More
Tips to Avoid Compliance Lapses & Web Site Do’s and Don’ts
Michelle L. Jacko presented on Tips to Avoid Compliance Lapses & Web Site Do’s and Don’ts for the IA Week Webinar on October 14, 2008.… Read More
Cross-Channel Marketing Compliance and Managing Conflict of Interest within a Multi-Line Business
Michelle L. Jacko presented on Cross-Channel Marketing Compliance and Managing Conflict of Interest within a Multi-Line Business at the Financial Research Associates Marketing & Advertising Compliance Forum from March 27-18, 2008 in New York, NY. … Read More
The California Consumer Privacy Act (CCPA): What You Should Do Now to Prepare
Michelle L. Jacko wrote a Legal Tip for Jacko Law Group titled The California Consumer Privacy Act (CCPA): What You Should Do Now to Prepare in June, 2019.… Read More
Former Online Marketing Company Executives Settle Charges of Inflating Operating Metrics
Three former executives of Endurance International Group Holdings and Constant Contact Inc., acquired by Endurance in 2016, have settled charges with the Securities and Exchange Commission (SEC) for reporting inflated subscription metrics for their web hosting and internet-based marketing…
Remember, It’s Not Just What You Say, But How and Where You Say It
Recently, the Securities and Exchange Commission (“SEC”) issued an Order Instituting Administrative and Cease-and-Desist Proceedings against ZPR Investment Management, Inc. (“ZPR”) and Max E. Zavanelli (“Zavanelli”) alleging that ZPR and Zavanelli made false and misleading advertisements in several financial magazines…
Practical Regulatory Compliance Considerations For Portability Of Performance And Advertisement Disclosures
Michelle L. Jacko wrote a Legal Tip for Jacko Law Group titled Practical Regulatory Compliance Considerations For Portability Of Performance And Advertisement Disclosures in January, 2013.… Read More
New Guidance for Investment Advisers & Social Media: Should Advisers Dislike Their Likes?
On January 4th the Securities and Exchange Commission (“SEC”) issued a cease and desist order against an Illinois man, Anthony Fields, posing as a Registered Investment Adviser (“RIA”) who was using his LinkedIn account to scam investors, “offer[ing] more than…