Regulatory Examinations and Enforcement Counsel Archives - Page 13 of 13

Due Diligence Counsel | Industry Publications

Balancing the Roles of CCO and Legal Counsel

February 1, 2005 by M. Jacko

Michelle L. Jacko published the article titled Balancing the roles of CCO and Legal Counsel in the National Society of Compliance Professionals (NSCP) Currents’ January/February 2005 publication. … Read More

Best Practices to Use During the SEC Examination

August 1, 2004 by M. Jacko

Michelle L. Jacko published the article titled Best Practices to Use During the SEC Examination in the Shustak & Partners, PC Newsletter in 2004.… Read More

1 … 10 11 12 13