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Merger and Acquisitions

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People Over Profits: How and M&A Can Affect the Employee Experience

March 29, 2023 by

M&A can have a significant impact on the employee experience, and it is essential for companies to take steps to mitigate the negative effects. By being transparent and involving employees in the process, companies can create a more positive and productive work environment for everyone involved.… Read More

Why Intellectual Property is Important and What it Means for Your Business
Blog | Investment Adviser Regulatory Counsel (SEC & State) | Outsourced-General Corporate Counsel | Regulatory Examinations & Enforcement Counsel

Why Intellectual Property is Important and What it Means for Your Business

May 12, 2022 by

Among the more frequently overlooked aspects of running a business is the importance of proactive steps to legally protect your products, services, and unique ideas. Advisors are justifiably preoccupied with clients and employees but safeguarding your firm’s intellectual property (IP) … Read More

Blog | Investment Adviser Regulatory Counsel (SEC & State) | Regulatory Examinations & Enforcement Counsel

Tips on How to Produce the Right Document for an Examination

March 10, 2022 by

Firms registered with the U.S. Securities and Exchange Commission (SEC), should regularly ask themselves when – not if – they will be examined. With that in mind, the team at Jacko Law Group, PC (“JLG”) has a few best practices on how to prepare for the SEC’s inevitable request for document production.… Read More