Form 13F Archives - Jacko Law Group

SEC Releases Proposed Changes to Form 13F Report Requirements

July 20, 2020 by Jacko Law Group, PC

On July 10, 2020, the U.S. Securities and Exchange Commission (“SEC”) released proposed changes to the rule requiring institutional managers to file Form 13F reports.

The changes include raising the reporting threshold from $100 million to $3.5 billion and eliminating the exclusion of smaller positions from the Form 13F report.

Blog | Regulatory Filings

Keeping Up With Form 13F Requirements

August 14, 2013 by Jacko Law Group, PC

The Securities and Exchange Commission (“SEC”) requires all institutional investment managers that use the U.S. mail (or other means of instrumentality of interstate commerce) in the course of their business, and whom exercise investment discretion on over $100 million…