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Jacko Law Group
Home » Blog » Form 13F
Blog | Regulatory Filings

SEC Releases Proposed Changes to Form 13F Report Requirements

July 20, 2020 by Jacko Law Group, PC

On July 10, 2020, the U.S. Securities and Exchange Commission (“SEC”) released proposed changes to the rule requiring institutional managers to file Form 13F reports.

The changes include raising the reporting threshold from $100 million to $3.5 billion and eliminating the exclusion of smaller positions from the Form 13F report.

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Blog | Regulatory Filings

Keeping Up With Form 13F Requirements

August 14, 2013 by Jacko Law Group, PC

The Securities and Exchange Commission (“SEC”) requires all institutional investment managers that use the U.S. mail (or other means of instrumentality of interstate commerce) in the course of their business, and whom exercise investment discretion on over $100 million…

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  • Why JLG
    • Our Team
    • The JLG Experience
      • What You Can Expect
      • What Clients Are Saying
    • Community Involvement
    • Career Opportunities
    • Media Mentions
  • Who We Serve
    • Investment Advisor
    • Investment Companies
    • Broker-Dealers
    • Private Fund Advisory
    • Financial Professionals
  • Practice Areas
    • Regulatory Counsel & Compliance Services
      • Regulatory Examinations & Enforcement Counsel
      • Investment Adviser Regulatory Counsel (SEC & State)
      • FINRA Broker-Dealer Regulatory Counsel
      • Private Fund Counsel
      • Annual Reviews & Risk Assessments
      • Form ADV & Disclosure Documents
      • Regulatory SEC Filings
      • Formations & Registrations
      • IA Marketing Rule Counsel
      • Form U5 Expungement Counsel
      • Due Diligence Counsel
      • Expert Witness
    • Strategic Business Planning
      • Mergers & Acquisitions
      • Transition & Breakaway Services
      • Corporate & Business Formation
      • Succession Planning & Counsel
    • General Counsel
      • Contract Review
      • Corporate Governance
      • Family Office Counsel
      • Employment Law & Labor Services
      • Intellectual Property Law Services
      • Cryptocurrency & Digital Asset Counsel
      • Outsourced General Corporate Counsel Services
  • Knowledge Center
    • Legal Risk Management Tips
    • Industry Publications
    • Blog
    • Video Library
    • Events
  • Contact Us