Jacko Law Group
  • Why JLG
    • Our Team
    • The JLG Experience
      • What You Can Expect
      • What Clients Are Saying
    • Community Involvement
    • Career Opportunities
    • Media Mentions
  • Who We Serve
    • Investment Advisor
    • Investment Companies
    • Broker-Dealers
    • Private Fund Advisory
    • Financial Professionals
  • Practice Areas
        • Regulatory Counsel & Compliance Services
          • Regulatory Examinations & Enforcement Counsel
          • Investment Adviser Regulatory Counsel (SEC & State)
          • FINRA Broker-Dealer Regulatory Counsel
          • Private Fund Counsel
          • Annual Reviews & Risk Assessments
          • Form ADV & Disclosure Documents
          • Regulatory SEC Filings
          • Formations & Registrations
          • IA Marketing Rule Counsel
          • Form U5 Expungement Counsel
          • Due Diligence Counsel
          • Expert Witness
        • Strategic Business Planning
          • Mergers & Acquisitions
          • Transition & Breakaway Services
          • Corporate & Business Formation
          • Succession Planning & Counsel
        • General Counsel
          • Contract Review
          • Corporate Governance
          • Family Office Counsel
          • Employment Law & Labor Services
          • Intellectual Property Law Services
          • Cryptocurrency & Digital Asset Counsel
          • Outsourced General Corporate Counsel Services
  • Knowledge Center
    • Legal Risk Management Tips
    • Industry Publications
    • Blog
    • Video Library
    • Events
  • Contact Us
Jacko Law Group

Corporate Governance

Home » Blog » Corporate Governance
R. Shea Lee, Esq.
Corporate Counsel | Legal Risk Management Tips | Outsourced-General Corporate Counsel

The Role of General Corporate Counsel in your Corporate Governance

July 28, 2022 by Jeremiah Baba Pagano

This month’s Risk Management Tip will further explore the new requirements for promoters who solicit on behalf of investment advisory firms.… Read More

Blog

SEC Charges San Antonio CEO with Defrauding Investors Including First-Responders

August 6, 2020 by Jacko Law Group, PC

On July 30, 2020, the Securities and Exchange Commission (“SEC”) announced it was bringing charges against San Antonio-based CEO, Victor Lee Farias, and his firm, Integrity Aviation & Leasing (“IAL”), for defrauding investors, including police officers and other first-responders, out of approximately $14 million.

… Read More

Blog | Outsourced-General Corporate Counsel

Understanding Who Speaks for Your Company

May 16, 2013 by Jacko Law Group, PC

It’s a phrase often heard in business, “know who speaks for your company.”  On its face, it sounds like a simple question, whose answer is easily ascertained.  However, all too often, a business finds itself committed to an unwanted agreement;…

… Read More

Legal Risk Management Tips

Lori Richards Keynote Address – What To Do As Compliance Professionals

October 29, 2008 by Jacko Law Group, PC

Michelle L. Jacko wrote a Legal Risk Management Tip titled Lori Richards Keynote Address – What To Do As Compliance Professionals in October, 2008.… Read More

Subscribe to Our Newsletter

Disclaimer | Privacy Policy | ADA Accessibility | CCPA: Do Not Sell My Information
© 2023 Jacko Law Group PC, All Rights Reserved | Built and maintained by KWSM: a digital marketing agency

  • Why JLG
    • Our Team
    • The JLG Experience
      • What You Can Expect
      • What Clients Are Saying
    • Community Involvement
    • Career Opportunities
    • Media Mentions
  • Who We Serve
    • Investment Advisor
    • Investment Companies
    • Broker-Dealers
    • Private Fund Advisory
    • Financial Professionals
  • Practice Areas
    • Regulatory Counsel & Compliance Services
      • Regulatory Examinations & Enforcement Counsel
      • Investment Adviser Regulatory Counsel (SEC & State)
      • FINRA Broker-Dealer Regulatory Counsel
      • Private Fund Counsel
      • Annual Reviews & Risk Assessments
      • Form ADV & Disclosure Documents
      • Regulatory SEC Filings
      • Formations & Registrations
      • IA Marketing Rule Counsel
      • Form U5 Expungement Counsel
      • Due Diligence Counsel
      • Expert Witness
    • Strategic Business Planning
      • Mergers & Acquisitions
      • Transition & Breakaway Services
      • Corporate & Business Formation
      • Succession Planning & Counsel
    • General Counsel
      • Contract Review
      • Corporate Governance
      • Family Office Counsel
      • Employment Law & Labor Services
      • Intellectual Property Law Services
      • Cryptocurrency & Digital Asset Counsel
      • Outsourced General Corporate Counsel Services
  • Knowledge Center
    • Legal Risk Management Tips
    • Industry Publications
    • Blog
    • Video Library
    • Events
  • Contact Us