Breaking Away: Vital Considerations For The Transitioning Advisor
Jacko Law Group, P.C. (“JLG”) wrote a Legal Tip titled Breaking Away: Vital Considerations For The Transitioning Advisor in April, 2016.… Read More
Legal and Regulatory Compliance Considerations for Business Transitions
Michelle L. Jacko wrote the article titled Legal and Regulatory Compliance Considerations for Business Transitions which was published in the Wolters Kluwer Newsletter in September/October, 2015. … Read More
The Importance Of Strategic Transition And Business Succession Planning
Michelle L. Jacko wrote a Legal Tip for Jacko Law Group titled The Importance Of Strategic Transition And Business Succession Planning in September, 2015.… Read More
B-D Corner: FINRA Proposes Simplified Expungement for Reps Not Named in Arbitration
FINRA announced this week it is requesting comment on proposed express procedures that would permit registered representatives who are the “subject of” allegations of sales practice violations made in arbitration claims (but are not named as actual parties to the…