Welcome to the Supplemental Hub

You’ve attended the session, but now you want more information…

Thank you for attending the Schwab Advisor Solutions Session, “Be in the Know: Compliance Hot Topics and Essentials for Preparing for Year-End,” on September 27, 2022 presented by Michelle L. Jacko, Esq. The discussion shouldn’t stop there. We’ve provided additional materials to help attendees navigate the discussion back with their own organizations.

The Supplemental Hub was designed specifically from the presentation and is catered to help those understand, strategize, and maneuver the SEC’s compliance expectations and hot topics.

If you or your team need additional assistance, contact our team today.

Supplemental Documents